You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)
List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here
Assessment task 1: [title] Due date:
(add new lines for each of the assessment tasks)
Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.
Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.
| Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice | Yes | No | Comments/feedback |
|---|---|---|---|
| Determine client expectations and needs according to client requirements, organisational policy and guidelines, and relevant legislation or industry codes of practice | |||
| Research and determine appropriate strategies that meet client needs and requirements | |||
| Seek and obtain specialist advice, as required | |||
| Complete cost-benefit analysis of the various strategies and document as required | |||
| Identify range of investment options and investment strategies relevant to client requirements | |||
| Explain features of options and potential impacts to client | |||
| Make relevant disclosures to client as required by legislation, regulations, industry codes of practice, and organisational policies and guidelines | |||
| Confirm client understanding of selected options, potential impacts and disclosures | |||
| Explain requirements to put suggested options into effect and obtain agreement to proceed from client | |||
| Prepare documentation that incorporates suggested options, agreed investment strategies and confirmation of agreement | |||
| Update and file client records according to organisational policies and procedures | |||
| Establish and implement process for maintaining rapport with clients | |||
| Seek client satisfaction and feedback regarding service performance, portfolio performance and recommended investment strategies | |||
| Advise on additional products and services that meet client needs and requirements | |||
| Inform existing clients of additional or ongoing services and potential investment opportunities | |||
| Seek client satisfaction feedback regarding service performance, portfolio performance and recommended investment strategies |
Student name:
Student ID:
I declare that the assessment tasks submitted for this unit are my own work.
Student signature:
Result: Competent Not yet competent
Feedback to student
Assessor name:
Signature:
Date:
Student name:
Student ID:
Assessment task 1: [title] Result: Competent Not yet competent
(add lines for each task)
Feedback to student:
Overall assessment result: Competent Not yet competent
Assessor name:
Signature:
Date:
Student signature:
Date: